Name | SKU | Description | Category | Additional data | ||
---|---|---|---|---|---|---|
Regulation M: Consumer Leasing Act |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation M, otherwise known as the Consumer Leasing Act. The learner will be instructed on the definition of leasing language, specifically "lease," "consumer lease," "lessee," "lessor," and more. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Regulation N: Relationships with Foreign Banks and Branches |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation N, which is internal to the Federal Reserve System and applies to foreign banking. The learner will be provided with an overview of the purpose of Regulation N. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Regulation O: Loans to Executive Officers or Directors |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation O by explaining its purpose: to limit the amount of credit that a lending institution may extend to its insiders. The course will also familiarize the learner with the concept of insiders and how and why restrictions exist in regard to their role at the institution. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
Regulation YY |
Seat Time: 0.25hrs - Desc: This course will describe Regulation YY, which implements the Enhanced Prudential Standards and early remediation requirements mandated by Section 165 of the Dodd-Frank Act. This course will further explore the final enhanced prudential rule, capital requirements, and stress testing requirements. Upon completion of this course, the learner will understand:
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Compliance & Regulatory | ||||
Regulation S: Reimbursement to Financial Institutions for Providing Financial Records |
Seat Time: 0.5hrs - Desc: This course will introduce the learner to Regulation S, which implements the Right to Financial Privacy Act (RFPA). The learner will be instructed on how the RFPA protects customers' financial privacy. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Regulation T: Credit by Brokers and Dealers |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation T, which implements the Securities Exchange Act. The course will introduce the learner to the purpose of Regulation T as well to restrictions on extending credit. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Regulation U: Margins, Credit Extended by Banks |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation U, which deals with extending margin stock. The course will also discuss for the learner what qualifies as "margin stock" and "indirectly securing credit." After completing the program, the learner will understand:
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Compliance & Regulatory | ||||
Regulation X: Borrowers of Securities Credit |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X. After completing this program, the learner will understand:
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Compliance & Regulatory |