Name | SKU | Description | Category | Additional data | ||
---|---|---|---|---|---|---|
Appraisal Regulations |
Seat Time: 1hrs - Desc: This course will introduce the learner to the guidelines appraisers and evaluators use when analyzing data to compile their reports. The learner will understand what is included in appraisal reports and the proper procedures for filing Suspicious Activity Reports (SARs). After completing this program, the learner will be able to:
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Compliance & Regulatory | ||||
Automated Clearinghouse (ACH) |
Seat Time: 1.25hrs - Desc: This course will introduce the learner to the use and purpose of the Automated Clearinghouse (ACH). Additionally, the course will discuss the particular roles and duties of participants and users inside the ACH system. Upon completion of this course, the learner will have a solid understanding of:
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Compliance & Regulatory | ||||
AML Requirements for CSOs |
Seat Time: 1hrs - Desc: This course will familiarize the learner with the crime of money laundering in particular to his/her position. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
AML Requirements for Tellers |
Seat Time: 1.25hrs - Desc: This course will familiarize the learner with the crime of money laundering in particular to his/her position as a teller. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
Anti-boycott Regulations |
Seat Time: 1hrs - Desc: This course will introduce the learner to Anti-Boycott Regulations, covering requests and reporting requirements. The learner will understand prohibited business discriminations and Letters of Credit. After completing this program, the learner will be able to:
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Compliance & Regulatory | ||||
Anti-Trust |
Seat Time: 1.5hrs - Desc: This course will introduce the learner to various anti-trust laws that have been enacted over time and how they affect the operations of the financial institution. The course will familiarize the learner with price fixing and bid rigging and how these violations can be avoided. Additionally, this course will cover corporate mergers and foreign anti-trust guidelines. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
Anti-Tying and Inter-Affiliate Transactions |
Seat Time: 0.75hrs - Desc: This course will instruct the learner on anti-tying policies and procedures. The learner will be able to understand inter-affiliate transactions and limitations. Upon completion of this program, the learner will be able to:
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Compliance & Regulatory | ||||
AML Requirements for Compliance Staff |
Seat Time: 2.5hrs - Desc: This course will familiarize the learner with the crime of money laundering relative to his/her position in the Compliance Department. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:
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Compliance & Regulatory |