Name | SKU | Description | Category | Additional data | ||
---|---|---|---|---|---|---|
Operational Risk |
Seat Time: 2.5hrs - Desc: This course will introduce the learner to operational risk in the business. The course will provide the learner with an overview of operational risk present in other financial institutions as well as how operational risk should be treated in the workplace. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Right to Financial Privacy Act |
Seat Time: 0.5hrs - Desc: This course will introduce the learner to the Right to Financial Privacy Act (RFPA) and the provisions it establishes. The course will also discuss the relationship that the Act has in regard to the financial institution and the requirements that the institution must follow. After completing this program, the learner will understand:
|
Compliance & Regulatory | ||||
Overdraft Rules |
Seat Time: 0.25hrs - Desc: This course will introduce the learner to the Federal Deposit Insurance Corporation's (FDIC's) overdraft rules. The course will discuss in detail the relationship of the FDIC's rules to the financial institution's operations. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
Overview of Basel II and III |
Seat Time: 2.25hrs - Desc: This course will introduce the learner to the Basel Committee on Banking Supervision's Basel II and Basel III Accords. The course will discuss the ways in which the accords affect the bank's credit, operational, and market risk and how bank capital is formulated. After completing this program, the learner will understand:
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Compliance & Regulatory | ||||
AML Requirements |
Seat Time: 2.25hrs - Desc: This course will introduce the learner to Anti-Money Laundering (AML) laws and regulations that the institution must adhere to. The course will define money laundering and will familiarize the learner with the various aspects of AML, including red flags, customer due diligence, and information-sharing policies. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
AML Requirements for Board of Directors and Senior Management |
Seat Time: 1.5hrs - Desc: This course will familiarize the learner with the crime of money laundering in particular to his/her position on the Board of Directors. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
AML Requirements for Branch Managers |
Seat Time: 2.25hrs - Desc: This course will familiarize the learner with the crime of money laundering relative to his/her position as Branch Manager. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
Canada: Reporting Money Laundering_CA |
Seat Time: 1.75hrs - Desc: This course will ensure that the learner understands the reporting procedures required by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), provide the learner with a clear understanding of the duties and obligations of FINTRAC, and demonstrate specific requirements for reporting various types of transactions to FINTRAC. Upon successful completion of this course, the learner will:
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Canada |