Name | SKU | Description | Category | Additional data | ||
---|---|---|---|---|---|---|
Regulation YY |
Seat Time: 0.25hrs - Desc: This course will describe Regulation YY, which implements the Enhanced Prudential Standards and early remediation requirements mandated by Section 165 of the Dodd-Frank Act. This course will further explore the final enhanced prudential rule, capital requirements, and stress testing requirements. Upon completion of this course, the learner will understand:
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Compliance & Regulatory | ||||
Regulation Z: Truth in Lending (TILA) |
Seat Time: 3hrs - Desc: This course will introduce the learner to Regulation Z, which implements the Truth in Lending Act (TILA). The learner will be provided with a detailed overview of the ways in which TILA affects credit extensions and requires disclosures to be sent to consumers. After completing this program, the learner will understand:
|
Compliance & Regulatory | ||||
Right to Financial Privacy Act |
Seat Time: 0.5hrs - Desc: This course will introduce the learner to the Right to Financial Privacy Act (RFPA) and the provisions it establishes. The course will also discuss the relationship that the Act has in regard to the financial institution and the requirements that the institution must follow. After completing this program, the learner will understand:
|
Compliance & Regulatory | ||||
Sarbanes-Oxley Act of 2002 |
Seat Time: 1hrs - Desc: This course will provide the learner with an introduction to and overview of the Sarbanes-Oxley Act of 2002 (SOX). The course will detail the history and purpose of the Act and will also provide insight into the types of publically held companies that SOX covers. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
Servicemembers' Civil Relief Act (SCRA) |
Seat Time: 1hrs - Desc: This course will provide an overview of the history of the Servicemembers’ Civil Relief Act (SCRA) and an individual’s eligibility. This course will also discuss lease and insurance products, as identified in the Act. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
Sexual Harassment |
Seat Time: 3.75hrs - Desc: This course will define and introduce the learner to sexual harassment and how and why it needs to be avoided at the institution. The course will familiarize the learner with sexual harassment laws and regulations, in addition to outlining the types of sexual harassment and behaviors that can be considered harassing. After completing this course, the learner will understand:
|
Compliance & Regulatory | ||||
Swap Dealers |
Seat Time: 0.25hrs - Desc: This course provides information about “swap dealers” and “security-based swap dealers.” This course will use the definitions issued by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC). Upon completion of this course, the learner will be able to:
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Compliance & Regulatory | ||||
Telephone Consumer Protection Act TCPA |
Seat Time: 0.25hrs - Desc: This course will familiarize the learner with the Telephone Consumer Protection Act, which was passed in response to consumer concerns about the growing number of unsolicited telephone marketing calls and the increasing use of automated and prerecorded messages. After completing this course, the learner will understand:
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Compliance & Regulatory |