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Sarbanes-Oxley Act of 2002

T1. Overview of the Act: This topic will introduce the learner to the Sarbanes-Oxley Act (SOX) by providing a history and purpose of the Act, in addition to specific details relating to the areas of SOX coverage.

T2. Overview of SOX Requirements: This topic will familiarize the learner with the various requirements of SOX that management must be aware of, including certification reports and trading restrictions.

T3. Details of SOX Responsibilities: This topic will provide a the learner with a more in-depth look at the requirements and responsibilities that SOX imposes on financial institutions.

T4. Additional SOX Sections: This topic will familiarize the learner with important sections of SOX that were not covered in previous topics, including internal control reports, audit committee expertise, and real-time disclosures.

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