Name | SKU | Description | Category | Additional data | ||
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Canada: Anti-Money Laundering_CA |
Seat Time: 2hrs - Desc: This course will familiarize the learner with provisions and regulations associated with Canada’s anti money laundering policies. The course will define money laundering, inform the learner about recent legislation regarding Canada’s AML programs, and ensure that the learner is familiar with the various entities that are responsible for regulating and preventing money laundering in Canada. Upon successful completion of this course, the learner will:
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Canada | ||||
CAN-SPAM |
Seat Time: 1hrs - Desc: This course will introduce the learner to the CAN-SPAM Act of 2003, and the regulations and options surrounding consumer email. The learner will begin to understand the examination process surrounding financial institutions and their compliance with federal laws. After completing this program, the learner will be able to:
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Compliance & Regulatory | ||||
BSA Requirements for Universal Bankers |
Seat Time: 3.75hrs - Desc: This course will introduce the learner to the requirements of the Bank Secrecy Act (BSA) and will offer detailed information regarding compliance with the BSA. The course will familiarize the learner with the Act itself, in addition to how, when, and why to file Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs). This course will also demonstrate how BSA requirements pertain to the role of the Universal Banker at the financial institution. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
BSA Requirements for Trust and Investments |
Seat Time: 3hrs - Desc: This course will introduce the learner to the role of the Trust and Investments department in ensuring that the institution remains compliant with all aspects of the Bank Secrecy Act. The course will familiarize the learner with the Act itself, in addition to how, when, and why to file CTRs and SARs.The course will also discuss how to apply BSA requirements to other aspects of the institution’s operations. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
BSA Requirements for Tellers |
Seat Time: 2.75hrs - Desc: This course will discuss the Bank Secrecy Act and the importance of recordkeeping and reporting in particular to the role of teller. The learner will be exposed to different means of reporting. After completing the program the learner will be able to:
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Compliance & Regulatory | ||||
BSA Requirements for RMLOs |
Seat Time: 1hrs - Desc: This course will introduce the learner to the role of the RMLO in ensuring that s/he remains compliant with all aspects of the Bank Secrecy Act in everything that s/he does at the institution. The course will familiarize the learner with the Act itself, in addition to how, when, and why to file CTRs and SARs, in addition to how to apply BSA requirements to other aspects of the institution’s operations. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
BSA Requirements for Operations |
Seat Time: 2.75hrs - Desc: This course will discuss the Bank Secrecy Act (BSA) and the importance of recordkeeping and reporting relative to Operations. The learner will be exposed to different means of reporting. After completing the program the learner will be able to:
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Compliance & Regulatory | ||||
BSA Requirements for Lenders |
Seat Time: 3hrs - Desc: This course will discuss the Bank Secrecy Act (BSA) and the importance of recordkeeping and reporting to the position of the lender. The learner will be exposed to different means of reporting, such as Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs). After completing the program the learner will be able to:
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Compliance & Regulatory |