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  Name SKU Description Category Additional data
AML Requirements for Tellers

Seat Time: 1.25hrs - Desc:

This course will familiarize the learner with the crime of money laundering in particular to his/her position as a teller. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:

  • Recognize the red flags of money laundering.
  • Conduct Customer Due Diligence (CDD) practices and prevent money laundering at the organization.
  • Recognize the roles that agencies such as OFAC play with regard to creating effective AML guidelines for the organization.
Compliance & Regulatory
Anti-boycott Regulations

Seat Time: 1hrs - Desc:

This course will introduce the learner to Anti-Boycott Regulations, covering requests and reporting requirements. The learner will understand prohibited business discriminations and Letters of Credit. After completing this program, the learner will be able to:

  • Distinguish between the four types of prohibited refusals.
  • Define and implement Letters of Credit inside and outside of the United States.
  • Understand reporting requirements.
Compliance & Regulatory
Anti-Trust Seat Time: 1.5hrs - Desc:

This course will introduce the learner to various anti-trust laws that have been enacted over time and how they affect the operations of the financial institution. The course will familiarize the learner with price fixing and bid rigging and how these violations can be avoided. Additionally, this course will cover corporate mergers and foreign anti-trust guidelines. After completing this course, the learner will understand:

  • The importance of anti-trust laws.
  • The various ways in which corporations can merge.
  • Potential penalties faced by those who violate anti-trust laws.
Compliance & Regulatory
Anti-Tying and Inter-Affiliate Transactions

Seat Time: 0.75hrs - Desc:

This course will instruct the learner on anti-tying policies and procedures. The learner will be able to understand inter-affiliate transactions and limitations. Upon completion of this program, the learner will be able to:

  • Provide examples of prohibited, exempt, and allowable tying activities.
  • Understand bank and transaction integrity.
  • Understand requirements of real estate appraisals in accordance with Regulation Y.
Compliance & Regulatory
AML Requirements for Compliance Staff Seat Time: 2.5hrs - Desc:

This course will familiarize the learner with the crime of money laundering relative to his/her position in the Compliance Department. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:

  • Recognize the red flags of money laundering.
  • Conduct Customer Due Diligence (CDD) practices and prevent money laundering at the organization.
  • Recognize the roles that agencies such as OFAC play with regard to creating effective AML guidelines for the organization.
Compliance & Regulatory
AML Requirements Seat Time: 2.25hrs - Desc:

This course will introduce the learner to Anti-Money Laundering (AML) laws and regulations that the institution must adhere to. The course will define money laundering and will familiarize the learner with the various aspects of AML, including red flags, customer due diligence, and information-sharing policies. After completing this course, the learner will understand:

  • How to identify the various red flags of money laundering.
  • The role of OFAC and how an OFAC program should be implemented at the institution.
  • The criteria that constitutes a high-risk person, product or service, and geographic location.
Compliance & Regulatory
AML Requirements for Board of Directors and Senior Management

Seat Time: 1.5hrs - Desc:

This course will familiarize the learner with the crime of money laundering in particular to his/her position on the Board of Directors. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:

  • Recognize the red flags of money laundering.
  • Conduct Customer Due Diligence (CDD) practices and prevent money laundering at the organization.
  • Recognize the roles that agencies such as OFAC play with regard to creating effective AML guidelines for the organization.
Compliance & Regulatory
AML Requirements for Branch Managers

Seat Time: 2.25hrs - Desc:

This course will familiarize the learner with the crime of money laundering relative to his/her position as Branch Manager. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:

  • Recognize the red flags of money laundering.
  • Conduct Customer Due Diligence (CDD) practices and prevent money laundering at the organization.
  • Recognize the roles that agencies such as OFAC play with regard to creating effective AML guidelines for the organization.
Compliance & Regulatory