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  Name SKU Description Category Additional data
HR Compliance

Seat Time: 2.25hrs - Desc:

This course will familiarize the learner with laws and policies surrounding Equal Employment Opportunity. The learner will explore the key federal laws which prohibit workplace discrimination and harassment. After completing this program, the learner will be able to:

  • Recognize instances of discrimination and harassment, particularly sexual harassing behaviors.
  • Understand and apply key federal laws such as ADA, FLSA, FMLA, and HIPAA.
  • Address requirements, policies, and the results of non-compliance.
Compliance & Regulatory
The FFIEC's Business Continuity Planning Booklet

Seat Time: 1.25hrs - Desc:

This course will introduce the learner to the FFIEC’s Business Continuity Planning Booklet. This course will also define business impact analysis, risk assessment, and more. After completing this program, the learner will understand how to:

  • Conduct business impact analysis as part of a business continuity plan.
  • Assess and manage risk to identify realistic threat scenarios and implement disaster planning.
  • Apply risk monitoring and testing to ensure that the bank’s business continuity planning process remains viable.
Compliance & Regulatory
HIPAA II

Seat Time: 2hrs - Desc:

This course details the Health Insurance Portability and Accountability Act (HIPAA) and outlines the impact it has on the financial industry. It features information relating to security provisions, entities affected by HIPAA, and how financial institutions can comply with the act. Upon completion of this course, the learner will have a better understanding of the following:

  • Business Associates
  • Exceptions to HIPAA
  • HIPAA Penalties   
Compliance & Regulatory
AML Requirements for Lenders Seat Time: 1.25hrs - Desc:

This course will familiarize the learner with the crime of money laundering relative to his/her position as a lender. This course will also provide a comprehensive overview of red flags and suspicious activity so that s/he may be able to recognize and report indicators. After completing this program, the learner will understand how to:

  • Recognize the red flags of money laundering.
  • Conduct Customer Due Diligence (CDD) practices and prevent money laundering at the organization.
  • Recognize the roles that agencies such as OFAC play with regard to creating effective AML guidelines for the organization.
Compliance & Regulatory
The SAFE Act

Seat Time: 0.25hrs - Desc:

This course will discuss the components of the SAFE Act. This course will also analyze the Nationwide Mortgage Licensing System and Registry. After completing this program, the learner will understand how to:

  • Register names and fingerprints with a national MLO database.
  • Implement various provisions and procedures as per the SAFE Act.
  • Adhere to the requirements of the SAFE Act.
Compliance & Regulatory
Home Mortgage Disclosure Act (HMDA)

Seat Time: 1hrs - Desc:

This course will explore the Home Mortgage Disclosure Act, its purpose and the types of applications it covers. The course will also delve into reporting requirements and rate spread. After completing this program, the learner will be able to:

  • Adhere to appropriate reporting requirements.
  • Calculate rate spread using the Federal Institutions Examination Council calculator.
  • Discuss reporting information with applicants and borrowers.
Compliance & Regulatory
International Money Laundering Directives

Seat Time: 2.25hrs - Desc:

This course will provide a general overview of the various organizations that make up the international Anti-Money Laundering (AML) collective. This course, which takes a look at organizations such as the Office of Foreign Assets Control (OFAC), the Financial Action Task Force (FATF), and the Gulf Cooperation Council (GCC), will familiarize the learner with the many efforts made by the global community to combat money laundering and terrorist financing. Upon completion of this course, the learner will be able to:

  • Understand the purpose of several international AML organizations.
  • Name several laws and directives that govern the global financial community.
  • Better serve in his/her role as an AML professional.
Compliance & Regulatory
Telephone Consumer Protection Act TCPA Seat Time: 0.25hrs - Desc:

This course will familiarize the learner with the Telephone Consumer Protection Act, which was passed in response to consumer concerns about the growing number of unsolicited telephone marketing calls and the increasing use of automated and prerecorded messages. After completing this course, the learner will understand:

  • The specific purposes of the Act.
  • The various changes to the Act that have been implemented since 2012.
  • How the Do-Not-Call List functions.
Compliance & Regulatory