Name | SKU | Description | Category | Additional data | ||
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Swap Dealers |
Seat Time: 0.25hrs - Desc: This course provides information about “swap dealers” and “security-based swap dealers.” This course will use the definitions issued by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC). Upon completion of this course, the learner will be able to:
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Compliance & Regulatory | ||||
Sexual Harassment |
Seat Time: 3.75hrs - Desc: This course will define and introduce the learner to sexual harassment and how and why it needs to be avoided at the institution. The course will familiarize the learner with sexual harassment laws and regulations, in addition to outlining the types of sexual harassment and behaviors that can be considered harassing. After completing this course, the learner will understand:
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Compliance & Regulatory | ||||
Servicemembers' Civil Relief Act (SCRA) |
Seat Time: 1hrs - Desc: This course will provide an overview of the history of the Servicemembers’ Civil Relief Act (SCRA) and an individual’s eligibility. This course will also discuss lease and insurance products, as identified in the Act. After completing this program, the learner will understand how to:
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Compliance & Regulatory | ||||
Sarbanes-Oxley Act of 2002 |
Seat Time: 1hrs - Desc: This course will provide the learner with an introduction to and overview of the Sarbanes-Oxley Act of 2002 (SOX). The course will detail the history and purpose of the Act and will also provide insight into the types of publically held companies that SOX covers. After completing this course, the learner will understand:
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Compliance & Regulatory |